BIZOMAT MAKEOS · Quality

Process Capability from Summary Data

What Cp and Cpk follow from this mean and within-process spread?

Calculate two-sided Cp and Cpk from supplied specifications, process mean and within-process standard deviation.

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How this tool works

Inputs, units and where to find them

InputUnitTypical source
Lower specificationunitEngineering specification in the same unit as all other dimensional inputs.
Upper specificationunitUpper engineering specification; not a control limit.
Process meanunitMean from a representative stable process dataset.
Within-process standard deviationunitAppropriate within-subgroup estimate; not tolerance divided by six.
Stable process and suitable distribution confirmed?choiceReview control charts, sampling and the distribution before interpreting capability.

What each input means

Open an input to see what it is, its units, the worked example and the common mistakes, with a small diagram.

What this means: Lower specification
Illustration: Lower specificationA nominal size line with an upper and a lower limit around it; parts inside the band are acceptable. The figure illustrates Lower specification.upperlowerLSLExample: 9.9 unitLower specification
What it is
The lowest value of the characteristic allowed by the engineering specification or drawing.
Units and format
Enter a number in unit: unit. The form accepts -1000000 unit to 1000000 unit. Required: the tool does not calculate until every input is valid.
Example
The form opens with 9.9 unit as a worked example. It is an illustration, not a recommended value: replace it with your own figure.
Effect on the result
Raising it narrows the tolerance band and lowers Cp and the lower-side index.
Get it right
Use the specification limit, not a control chart limit; all four values must share one unit.
What this means: Upper specification
Illustration: Upper specificationA nominal size line with an upper and a lower limit around it; parts inside the band are acceptable. The figure illustrates Upper specification.upperlowerUSLExample: 10.1 unitUpper specification
What it is
The highest value of the characteristic allowed by the engineering specification or drawing.
Units and format
Enter a number in unit: unit. The form accepts -1000000 unit to 1000000 unit. Required: the tool does not calculate until every input is valid.
Example
The form opens with 10.1 unit as a worked example. It is an illustration, not a recommended value: replace it with your own figure.
Effect on the result
Raising it widens the band, raising Cp and the upper-side index.
Get it right
This is a specification limit, not an upper control limit.
What this means: Process mean
Illustration: Process meanA number line with a marker at the value of Process mean, between its lowest and highest accepted values.−10⁶10⁶x̄Example: 10.02 unitProcess mean
What it is
The average value of the characteristic from a representative dataset of a stable process.
Units and format
Enter a number in unit: unit. The form accepts -1000000 unit to 1000000 unit. Required: the tool does not calculate until every input is valid.
Example
The form opens with 10.02 unit as a worked example. It is an illustration, not a recommended value: replace it with your own figure.
Effect on the result
It does not change Cp, but moving it off centre lowers Cpk.
Get it right
Use enough data from normal running; a short special run can mislead.
What this means: Within-process standard deviation
Illustration: Within-process standard deviationA nominal size line with an upper and a lower limit around it; parts inside the band are acceptable. The figure illustrates Within-process standard deviation.upperlowerσExample: 0.02 unitWithin-process standard deviation
What it is
The short-term (within-subgroup) standard deviation of the process, estimated from control chart subgroups or a capability study.
Units and format
Enter a number in unit: unit. The form accepts 1e-9 unit to 1000000 unit. Required: the tool does not calculate until every input is valid.
Example
The form opens with 0.02 unit as a worked example. It is an illustration, not a recommended value: replace it with your own figure.
Effect on the result
Cp and Cpk are inversely proportional to sigma.
Get it right
Do not use the tolerance divided by six, or the overall standard deviation if you want within-process capability.
What this means: Stable process and suitable distribution confir…
Illustration: Stable process and suitable distribution confirmed?The options for Stable process and suitable distribution confirmed?, with the one currently selected highlighted.Not yet confirmedConfirmed by a separate studyExample: Not yet confirmedStable process and suitable distribution conf…
What it is
Whether a separate study has confirmed the process is in statistical control and its data distribution suits these indices. It changes how the result is labelled, not the numbers.
Units and format
Choose one of 2 options from the list: Not yet confirmed; Confirmed by a separate study.
Example
The form opens with “Not yet confirmed” selected as a worked example. Choose the option that matches your case.
Get it right
Choose Confirmed only after reviewing control charts and the distribution; the tool does not test this.

Method and formulas

  1. Cp = (upper specification − lower specification) / (6 × within-process standard deviation).
  2. Cpk = minimum of [(upper − mean)/(3σ), (mean − lower)/(3σ)].
  3. Example: 9.9–10.1 limits, mean 10.02 and σ = 0.02 gives Cp = 1.666667 and Cpk = 1.333333.

Limitations

  • No stability test, sigma estimation, confidence interval or defect-rate forecast is performed.
  • If the spread is an overall sample standard deviation, the corresponding indices are Pp/Ppk, not Cp/Cpk.
  • No universal capability acceptance threshold is assumed.
  • Example values are illustrations. Replace them with values for your actual task.

Typical uses

  • Cp Cpk
  • process capability
  • quality statistics

Who it is for

  • Quality engineers
  • Manufacturing engineers

What you get

  • Cp
  • Cpk
  • Upper-side index
  • Lower-side index

Interpreting the result

  • Negative Cpk means the mean lies outside a specification limit. Compare with an agreed customer criterion only after validating the study.

References

  • Machinery’s Handbook, 29th edition (Industrial Press, 2012), printed pp. 128–133. Topic reference; no source tables or recommended settings are reproduced.
  • NIST/SEMATECH e-Handbook: What is Process Capability? — https://itl.nist.gov/div898/handbook/pmc/section1/pmc16.htm

Learn the Concepts Behind This Tool

These BIZOMAT Library readings explain the method this tool uses, with worked examples.

  • Method explained here · BIZOMAT original book

    Controlling the process

    In Induction Hardening by the Numbers

    What it covers: Keeping induction hardening the same part after part: monitoring each heat, charting case depth, control limits against specification limits, capability, and a chart that hid its signal.

BIZOMAT tools are screening and decision-support utilities. Verify important financial, engineering, safety, legal or operational decisions using appropriate professional standards and your organisation’s approved data.

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