BIZOMAT MAKEOS · Quality

Process Capability Check (σ from R̄, Cp, Cpk, Rejects, Limits)

From my control chart averages, how capable is this process against the tolerance, what share will fall out of tolerance, and what are the control limits?

Capability check of a stable process from an X̄–R control chart: process standard deviation from the average range and the d₂ constant, X̄ and R control limits (as the X-bar R limits tool), capability indices Cp and Cpk against the specification limits, the predicted parts per million outside each limit from the normal distribution (as the normal out-of-spec tool), and the check against your least Cpk.

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How this tool works

Inputs, units and where to find them

InputUnitTypical source
Grand average X̄Average of the subgroup averages from the chart.
Average range R̄Average of the subgroup ranges.
Subgroup sizechoiceNumber of parts in each subgroup.
Lower specification limitLower tolerance limit.
Upper specification limitUpper tolerance limit.
Least Cpk acceptedLeast Cpk the customer or your plan requires (often 1.33 or 1.67).

What each input means

Open an input to see what it is, its units, the worked example and the common mistakes, with a small diagram.

What this means: Grand average X̄
Illustration: Grand average X̄A number line with a marker at the value of Grand average X̄, between its lowest and highest accepted values.−10⁶10⁶X̄Example: 25.01Grand average X̄
What it is
The average of all subgroup averages from your control chart data, in the same unit as the specification limits.
Units and format
Enter a plain number with no unit. The form accepts -1000000 to 1000000. Required: the tool does not calculate until every input is valid.
Example
The form opens with 25.01 as a worked example. It is an illustration, not a recommended value: replace it with your own figure.
Get it right
Take it from a period when the chart was in control.
What this means: Average range R̄
Illustration: Average range R̄A number line with a marker at the value of Average range R̄, between its lowest and highest accepted values.1e-910⁶R̄Example: 0.03Average range R̄
What it is
The average of the subgroup ranges (largest minus smallest reading in each subgroup), used to estimate the process standard deviation.
Units and format
Enter a plain number with no unit. The form accepts 1e-9 to 1000000. Required: the tool does not calculate until every input is valid.
Example
The form opens with 0.03 as a worked example. It is an illustration, not a recommended value: replace it with your own figure.
Effect on the result
σ is R̄ ÷ d₂, so Cp and Cpk fall in inverse proportion as R̄ grows.
What this means: Subgroup size
Illustration: Subgroup sizeThe options for Subgroup size, with the one currently selected highlighted.2345+5 moreExample: 5Subgroup size
What it is
The number of parts measured in each subgroup, which selects the d₂ and A₂ control chart constants.
Units and format
Choose one of 9 options from the list: 2; 3; 4; 5; 6; 7; 8; 9; 10.
Example
The form opens with “5” selected as a worked example. Choose the option that matches your case.
Get it right
Must match the subgroup size used to calculate R̄.
What this means: Lower specification limit
Illustration: Lower specification limitA nominal size line with an upper and a lower limit around it; parts inside the band are acceptable. The figure illustrates Lower specification limit.upperlowerLSLExample: 24.95Lower specification limit
What it is
The lowest acceptable value of the characteristic, from the drawing or specification.
Units and format
Enter a plain number with no unit. The form accepts -1000000 to 1000000. Required: the tool does not calculate until every input is valid.
Example
The form opens with 24.95 as a worked example. It is an illustration, not a recommended value: replace it with your own figure.
What this means: Upper specification limit
Illustration: Upper specification limitA nominal size line with an upper and a lower limit around it; parts inside the band are acceptable. The figure illustrates Upper specification limit.upperlowerUSLExample: 25.07Upper specification limit
What it is
The highest acceptable value of the characteristic, from the drawing or specification.
Units and format
Enter a plain number with no unit. The form accepts -1000000 to 1000000. Required: the tool does not calculate until every input is valid.
Example
The form opens with 25.07 as a worked example. It is an illustration, not a recommended value: replace it with your own figure.
What this means: Least Cpk accepted
Illustration: Least Cpk acceptedA number line with a marker at the value of Least Cpk accepted, between its lowest and highest accepted values.0.53CpkExample: 1.33Least Cpk accepted
What it is
The lowest Cpk your customer or quality plan accepts for this characteristic.
Units and format
Enter a plain number with no unit. The form accepts 0.5 to 3. Required: the tool does not calculate until every input is valid.
Example
The form opens with 1.33 as a worked example. It is an illustration, not a recommended value: replace it with your own figure.

Method and formulas

  1. σ = R̄ ÷ d₂; X̄ limits = X̄ ± A₂ R̄; R limits D₃ R̄ and D₄ R̄ (as the X-bar R limits tool, standard Shewhart constants).
  2. Cp = (USL − LSL) ÷ 6σ; Cpk = min(USL − X̄, X̄ − LSL) ÷ 3σ.
  3. Rejects from the normal distribution below LSL and above USL (as the normal out-of-spec tool).
  4. Example: σ = 0.012898, Cp 1.5507, Cpk 1.5507, about 3.2873 ppm out of tolerance.

Limitations

  • Valid only for a stable (in-control), roughly normal process.
  • Short-term σ from ranges; long-term performance (Ppk) is usually lower.
  • Example values are illustrations. Replace them with values for your actual task.

Typical uses

  • Check a process before a production approval
  • Turn chart data into a reject rate
  • Decide whether to centre the process or reduce spread

Who it is for

  • Quality engineers
  • Process engineers
  • Production supervisors

What you get

  • Process σ and control limits
  • Cp and Cpk
  • Predicted rejects

Interpreting the result

  • If Cp is high but Cpk is low, centring the process fixes it; if both are low, the spread must come down.

References

  • Machinery’s Handbook, 29th edition (Industrial Press, 2012), printed pp. 128–133. Topic reference; no source tables or recommended settings are reproduced.
  • ISO 7870-2 Control charts — Shewhart control charts

Learn the Concepts Behind This Tool

These BIZOMAT Library readings explain the method this tool uses, with worked examples.

BIZOMAT tools are screening and decision-support utilities. Verify important financial, engineering, safety, legal or operational decisions using appropriate professional standards and your organisation’s approved data.

Open the Process Capability Check (σ from R̄, Cp, Cpk, Rejects, Limits) calculator